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In this chapter, we will expand on orbits and their properties within a gravitational potential that was introduced in the last chapter. When one thinks of orbits, they likely picture the planets orbiting the Sun, the Moon orbiting the Earth, or communication satellites orbiting the Earth. The force behind orbits is gravity. As a reminder, gravity is a central force (Chapter 10) that follows an inverse-square law. The consequences for an inverse-square law central force is that bound orbits will be elliptical. In this chapter, we will look at elliptical orbits in more detail and how they apply to Kepler’s Laws.

11.1 Definition of an Ellipse

Figure 11.1 shows an example ellipse with several key properties labeled. An ellipse is essentially an elongated circle, where the longer of the two axes is the semi-major axis (a)(a) and the shorter of the two axes is the semi-minor axis (b)(b). The degree to which the circle has been stretched is called the eccentricity (or ellipticity) and is denoted by the symbol ε\varepsilon,

ε=1b2a2.\varepsilon=\sqrt{1-\frac{b^2}{a^2}}.

Figure 11.1 also shows two special points in red, which are called the foci (focus is the singular term). These two foci, denoted as f1f_{1} and f2f_{2}, are located on the semi-major axis, each at a distance εa\varepsilon a from the center of the ellipse. The foci of an ellipse define the shape. An ellipse is defined by a locus (path) of points where the total distance from any point on

the locus to the two foci adds up to a constant. For example, Figure 11.1 shows a point on the ellipse that is a distance r1r_{1} from f1f_{1} and a distance r2r_{2} from f2f_{2}. The shape of the ellipse is defined such that the sum of those two distances r1+r2r_{1}+r_{2} = constant for every position on the locus. For an ellipse, r1+r2=2ar_{1}+ r_{2}= 2a.

Figure 11.1 from the source textbook

Figure 11.1:Schematic of an ellipse. The center is shown by a black dot and the two foci are shown as red dots. The semi-major axis (a)(a) and semi-minor axis (b)(b) are also labeled. The two foci are each a distance εa\varepsilon a from the center, where ε\varepsilon is the eccentricity. The total distance between the two foci (r1(r_{1} and r2)r_{2}) and any position on the ellipse sum to a constant, r1+r2r_{1}+ r_{2} = constant.

The distances r1r_{1} and r2r_{2} in Figure 11.1 can be measured relative to a,εa, \varepsilon, and a position angle, θ\theta. Figure 11.2 shows how we can relate these properties through Pythagoras’ theorem. Using the right-angle triangle in Figure 11.2, we have

r22=(r1sinθ)2+(2aε+r1cosθ)2r_{2}^{2}= (r_{1}\sin \theta)^{2}+ (2a\varepsilon + r_{1}\cos \theta)^{2}

Expanding on this, we get

r22=r12sin2θ+4a2ε2+4aεr1cosθ+r12cos2θ=r12(sin2θ+cos2θ)+4aε(aε+r1cosθ).\begin{aligned} r_2^2&=r_1^2\sin^2\theta+4a^2\varepsilon^2+4a\varepsilon r_1\cos\theta+r_1^2\cos^2\theta\\ &=r_1^2(\sin^2\theta+\cos^2\theta)+4a\varepsilon(a\varepsilon+r_1\cos\theta). \end{aligned}
r22=r12+4aε(aε+r1cosθ)r_{2}^{2}= r_{1}^{2}+ 4a\varepsilon (a\varepsilon + r_{1}\cos \theta)

Finally, we can use the property that r2+r1=2ar_{2}+ r_{1}= 2a for an ellipse.

(2ar1)2=r12+4aε(aε+r1cosθ)4a24ar1+r12=r12+4aε(aε+r1cosθ)4ar1=4aε(aε+r1cosθ)4a2\begin{aligned} (2a - r_{1})^{2}&= r_{1}^{2}+ 4a\varepsilon (a\varepsilon + r_{1}\cos \theta) \\ 4a^{2}- 4ar_{1}+ r_{1}^{2}&= r_{1}^{2}+ 4a\varepsilon (a\varepsilon + r_{1}\cos \theta) \\ -4ar_{1}&= 4a\varepsilon (a\varepsilon + r_{1}\cos \theta) - 4a^{2} \end{aligned}
r1=aε2r1εcosθ+ar_{1}= -a\varepsilon ^{2}- r_{1}\varepsilon \cos \theta + a
r1(1+εcosθ)=a(1ε2)r_{1}(1 + \varepsilon \cos \theta) = a(1 - \varepsilon ^{2})
r1=a(1ε2)1+εcosθr_{1}= \frac{a(1 - \varepsilon ^{2})}{1 + \varepsilon \cos \theta}
Figure shows the vector breakdown for a locus on an ellipse in terms following standard Cartesian coordinates.

Figure 11.2:This shows the position vectors r1r_{1} and r2r_{2} again for the two foci, where r1r_{1} has been broken up into two components, r1sinθr_{1}\sin \theta and r1cosθr_{1}\cos \theta. This produces a right angle triangle with r22=(r1sinθ)2+(2aε+r1cosθ)2r_{2}^{2} = (r_{1}\sin \theta)^{2}+ (2a\varepsilon + r_{1}\cos \theta)^{2} using the Pythagorean theorem.

Now we don’t need to use the subscript for rr. We can say that the distance to any point on the ellipse from a given focus is:

r=a(1ε2)1+εcosθr = \frac{a(1 - \varepsilon ^{2})}{1 + \varepsilon \cos \theta}

For our elliptical orbit, rr is the distance from one of the foci to the ellipse as a function of the angle. We define θ\theta = 0 along the semi-major axis (e.g., see Figure 11.1 for the definition of the angle). Since 1cosθ1-1 \le \cos \theta \le 1, the distance from the focus is smallest when θ=0\theta = 0^{\circ} and largest when θ=180\theta = 180^{\circ}.

Figure 11.3 shows the definition of these closest and farthest points. This shortest distance from the focus is called the pericenter (rp)(r_{p}) and is shown in blue. The largest distance from the focus is called the apocenter (ra)(r_{a}) and it is shown in purple. The pericenter and apocenter distances are defined as:

rp=a(1ε)r_{p}= a(1 - \varepsilon)
ra=a(1+ε)r_{a}= a(1 + \varepsilon)
Figure shows an ellipse representing an orbit with the apocenter and pericenter distances and the semi-major and semi-minor axes labeled.

Figure 11.3:The apocenter rar_{a} and pericenter rpr_{p} for an ellipse. Also shown is rcr_{c} the distance between the focus and locus at an angle that is perpendicular to the semi-major axis (θ=90)(\theta = 90^{\circ}).

In general, we use the term perigee for the pericenter and apogee for the apocenter when talking about orbits around the Earth, and perihelion and aphelion for the pericenter and apocenter of orbits around the Sun.

11.2 Ellipses as Orbits

The previous section defines the ellipse as a geometric shape. Now we will put some physics into the elliptical orbit so we can relate the motion of an object in a gravitational field.

Gravity is a central force that follows an inverse-square law. In Chapter 10, we showed that the energy of a system under a central force has the form of

E=12mr˙2+UeffE = \frac{1}{2} m\dot{r}^{2}+ U_{eff}

where UeffU_{eff} is the effective potential. Since we are interested in orbits under gravity, we can define the effective potential as

Ueff=12L2mr2γrU_{eff}= \frac{1}{2} \frac{L^{2}}{mr^{2}} - \frac{\gamma}{r}

where L=mr2θ˙L = mr^{2}\dot{\theta} is the angular momentum and γ=GMm\gamma = GMm. For central forces like gravity, LL = constant.

Starting from these equations, we must solve for r(θ)r(\theta) to describe the orbit. The full derivation of this solution is given in Appendix B.1. It is a good exercise of your understanding if you can follow how we go from the two previous equations to the next equation.

Taking the equations for a central force, r(θ)r(\theta) is:

r(θ)=(L2mγ)11+1+2EL2mγ2cosθ.r(\theta)=\left(\frac{L^2}{m\gamma}\right) \frac{1}{1+\sqrt{1+\frac{2EL^2}{m\gamma^2}}\cos\theta}.

The above equation has the same form as a general ellipse (Equation 11.2). This indicates that our solution for a central force is an ellipse. Moreover, we can define ε\varepsilon from the physics as

ε=1+2EL2mγ2.\varepsilon=\sqrt{1+\frac{2EL^2}{m\gamma^2}}.

Note that for the orbit to be a true ellipse, we need 0 <ε<1< \varepsilon < 1. This condition is only met if E<0E < 0, which was the same conclusion that we obtained in Chapter 10 when we looked at the energy and found that rr had two real solutions when E<0E < 0.

In Chapter 10.6, we showed that a circular orbit occurs when the energy of the system equals the local minimum of the effective potential. The radius of this circular orbit is

rc=L2mγr_{c}= \frac{L^{2}}{m\gamma}

for the gravitational force. We can also prove this definition of rcr_{c} using Newton’s laws for uniform circular motion.

γrc2=mv2rc=γrc=mv2rc2rc=(mvrc)2mγ=L=mvrc\begin{aligned} \frac{\gamma}{r_{c}^{2}} &= \frac{mv^{2}}{r_{c}} =\Rightarrow \gamma r_{c}= mv^{2}r_{c}^{2} \\ r_{c}&= \frac{(mvr_{c})^{2}}{m\gamma} =\Rightarrow L = mvr_{c} \end{aligned}
rc=L2mγr_{c}= \frac{L^{2}}{m\gamma}

So rcr_{c} is the radius of a circular orbit with an angular momentum of L=mvrcL = mvr_{c}.

Combining Equations 11.5 and 11.6 with the equation for r(θ)r(\theta), we can describe a position on the orbit as,

r(θ)=rc1+εcosθr(\theta) = \frac{r_{c}}{1 + \varepsilon \cos \theta}

There are different kinds of orbits. For ε<1\varepsilon < 1, the orbit is elliptical, with the special case of ε\varepsilon = 0 for perfectly circular orbits. These are the only orbits we will deal with in great detail in this textbook.

For elliptical orbits, we define the pericenter and apocenter as the positions of closest and furthest distance from one of the foci. In terms of the physics of the system, we want to relate the pericenter and apocenter to rcr_{c}, because rcr_{c} contains our physics.

r=rc1+εcosθr = \frac{r_{c}}{1 + \varepsilon \cos \theta}

The pericenter is the closest position and it corresponds to θ\theta = 0 and the apocenter is the furthest position when θ=180\theta = 180^{\circ}. Putting these cases into rr, we get:

rp=rc1+εr_{p}= \frac{r_{c}}{1 + \varepsilon}
ra=rc1εr_{a}= \frac{r_{c}}{1 - \varepsilon}

For ε1\varepsilon \ge 1, the orbit is unbound. These are hyperbolic orbits (ε>1)(\varepsilon > 1) or parabolic orbits (ε(\varepsilon = 1). The above equations for the pericenter and apocenter show that this must be true. As ε\varepsilon \rightarrow 1, the apocenter distance becomes rar_{a}\rightarrow \infty. That means that your furthest distance is moving so far away that the object is no longer bound to your gravitational field. If you are not bound to the gravitational field, then your system has too much energy to be contained by that field and it will just come in and go out.

a) First, let’s consider the initial energy of the satellite. Since the satellite starts in a circular orbit, we know that r˙\dot{r} = 0 for the full orbit (radius does not change) and the system energy equals the minimum of the effective potential. From Chapter 10.6, the radius and energy of a circular orbit are:

rc=L2mγr_{c}= \frac{L^{2}}{m\gamma}
Emin=12mγ2L2E_{\min}= - \frac{1}{2} \frac{m\gamma ^{2}}{L^{2}}

So our initial energy is Ei=mγ2/(2L2)E_i=-m\gamma^2/(2L^2).

Now, let’s consider what happens to the energy after the engines are fired briefly. We will first assume that the satellite moves a negligible amount, so its position vector, rr is unchanged during the energy boost from the engines. We are told that the energy is directed inward toward the Earth. In other words, the energy is applied along a radial direction. Any motion along the radial direction does not change the angular momentum, because L=r×pL = \vec{r} \times \vec{p} . The component of motion along a radial direction does not produce additional angular momentum. So LL is the same before and after the energy boost. Thus, the effective potential does not change.

But, the energy boost does induce a change in the radial momentum, which means that r˙\dot{r} \not = 0. If we have a radial velocity, then our energy after the boost, EfE_{f} is

Ef=12mr˙2+UeffE_{f}= \frac{1}{2} m\dot{r}^{2}+ U_{eff}

Since the effective potential is unaltered by the engine boost, we can re-write UeffU_{eff} as EiE_{i}, since Ei=UeffE_{i}= U_{eff} before the engines fired.

Ef=12mr˙2+EiE_{f}= \frac{1}{2} m\dot{r}^{2}+ E_{i}

Thus, the total energy has increased because kinetic energy was added to the satellite. It does not matter if the rockets move the satellite toward the Earth (r˙<0)(\dot{r} < 0) or away from the Earth (r˙>0)(\dot{r} > 0), the kinetic energy term is always positive so it will always add to the total energy. The final energy, EfE_{f}, must be larger than our initial energy EiE_{i}. The exact value larger depends on the radial velocity r˙\dot{r} given to the satellite by the engines. Since we are not given that quantity, all we can conclude is that the total energy of the satellite has increased due to the engines firing.

b) There are a couple of ways we can answer this question. First, we can sketch the energy diagram. Figure 11.4 shows a sketch of what the initial and final energies may

11.3 Kepler’s Laws

Kepler introduced three laws to describe planetary motion. These were based on careful observations by astronomer Tycho Brahe. Kepler used the systematics of these observations to determine how planets move. About 80 years later, Newton was able to explain this planetary motion using the physics of gravity.

The three laws of planetary motion are:

  1. Planets move on elliptical orbits with the Sun at one focus.

  2. The vector from the Sun to a planet sweeps out equal areas in equal times.

  3. The square of the period of a full orbit about the Sun is proportional to the cube of the semi-major axis.

For the first law, we have shown in this chapter (and in the last chapter) that bound orbits are elliptical in a gravitational potential (we consider circular orbits to be a special case of the elliptical orbit where rp=ra)r_{p}= r_{a}). Gravity being a central force that follows an inverse-

square law will naturally give rise to elliptical orbits provided that the system is bound.

For the second law, the radius vector from the Sun sweeps equal areas in equal times because of the conservation of angular momentum. Recall also that for a central force, all motion takes place in a 2-D plane (see Chapter 10). Thus, we can use plane polar coordinates to describe the motion alone. Figure 11.5 shows the area swept out by the radius vector in time Δt\Delta t in polar coordinates.

Figure shows a standard set of 3d Cartesian axes with a vector sweeping out an area between two points.

Figure 11.5:Motion in the xyxy plane from a central force. In time Δt\Delta t, the object moves from position aa to position bb and sweeps out an area defined by the triangle from the origin to aa and bb.

In time Δt\Delta t, a particle moves from position aa to position bb as shown in Figure 11.5. The area (from the origin) to those points is a triangle with

ΔA=12r(rΔθ)=r2Δθ2ΔAΔt=r22ΔθΔt=dividebothsidesbyΔt\begin{aligned} \Delta A &= \frac{1}{2} r(r\Delta \theta) = \frac{r^{2}\Delta \theta}{2} \\ \frac{\Delta A}{\Delta t} &= \frac{r^{2}}{2} \frac{\Delta \theta}{\Delta t} =\Rightarrow \mathrm{divide} \mathrm{both} \mathrm{sides} \mathrm{by} \Delta t \end{aligned}

Note that this assumes that you have small enough angles Δθ\Delta \theta so that we can approximate the area as a triangle. This approximation is true for infinitesimally small times. Therefore, we can assume Δt\Delta t \rightarrow dt,ΔAt, \Delta A \rightarrow dAA, and Δθ\Delta \theta \rightarrow dθ\theta.

dAdt=r22dθdtA˙=r2θ˙2=recallL=mr2θ˙A˙=L2m=L=constantA˙=constant\begin{aligned} \frac{\mathrm{d}A}{\mathrm{d}t} &= \frac{r^{2}}{2} \frac{\mathrm{d}\theta}{\mathrm{d}t} \\ \dot{A} &= \frac{r^{2}\dot{\theta}}{2} =\Rightarrow \mathrm{recall} L = mr^{2}\dot{\theta} \\ \dot{A} &= \frac{L}{2m} =\Rightarrow L = \mathrm{constant} \\ \dot{A} &= \mathrm{constant} \end{aligned}

Because we have a constant angular momentum, we naturally get Kepler’s second law that equal areas are swept out in equal time intervals (or A˙\dot{A} = constant).

For the third law, we have:

T2a3=constant\frac{T^{2}}{a^{3}} = \mathrm{constant}

where TT is the period and aa is the semi-major axis. To show this is the case, we need to use the previous laws and our equations for the properties of an ellipse.

From the second law, A˙\dot{A} is a constant. So we know the speed by which we trace out an area in our ellipse. The total area of an ellipse is just Atot=πabA_{tot}= \pi ab, where aa and bb are the semi-major and semi-minor axes. Thus, the period can be given as:

T=AA˙=πabL/2m=2πmabLT = \frac{A}{\dot{A}} = \frac{\pi ab}{L/2m} = \frac{2\pi mab}{L}

We also can relate the semi-major and semi-minor axes to each other: b=a1ε2b=a\sqrt{1-\varepsilon^2}. Now we need to get 1ε21-\varepsilon^2 in terms of aa and the physics. From Equations (11.8) and (11.9)

rp=rc1+εra=rc1ε\begin{aligned} r_{p}&= \frac{r_{c}}{1 + \varepsilon} \\ r_{a}&= \frac{r_{c}}{1 - \varepsilon} \end{aligned}

We also know that rp+ra=2ar_{p}+ r_{a}= 2a for an ellipse. Therefore, we can add the above equations to give:

rp+ra=2a2a=rc1+ε+rc1ε2a=rc(1ε1ε2+1+ε1ε2)2a=rc(21ε2)1ε2=rca=rc=L2mγ\begin{aligned} r_{p}+ r_{a}&= 2a \\ 2a &= \frac{r_{c}}{1 + \varepsilon} + \frac{r_{c}}{1 - \varepsilon} \\ 2a &= r_{c}\bigg(\frac{1 - \varepsilon}{1 - \varepsilon ^{2}} + \frac{1 + \varepsilon}{1 - \varepsilon ^{2}} \bigg) \\ 2a &= r_{c}\bigg(\frac{2}{1 - \varepsilon ^{2}} \bigg) \\ 1 - \varepsilon ^{2}&= \frac{r_{c}}{a} =\Rightarrow r_{c}= \frac{L^{2}}{m\gamma} \end{aligned}
1ε2=L2amγ1 - \varepsilon ^{2}= \frac{L^{2}}{am\gamma}

Thus, we can re-write the period equation as:

T=2πmabL=2πma21ε2L=2πma2L2/(amγ)L,T2=4π2m2a4(L2/(amγ))L2=4π2ma3γ.\begin{aligned} T&=\frac{2\pi mab}{L}\\ &=\frac{2\pi ma^2\sqrt{1-\varepsilon^2}}{L}\\ &=\frac{2\pi ma^2\sqrt{L^2/(am\gamma)}}{L},\\ T^2&=\frac{4\pi^2m^2a^4(L^2/(am\gamma))}{L^2} =\frac{4\pi^2ma^3}{\gamma}. \end{aligned}
T2=4π2a3GM=subγ=GMmT^{2}= \frac{4\pi ^{2}a^{3}}{GM} =\Rightarrow \mathrm{sub} \gamma = GMm
T2a3=4π2GM=constant\frac{T^{2}}{a^{3}} = \frac{4\pi ^{2}}{GM} = \mathrm{constant}

11.4 Application of Kepler’s Laws

Here we will look at a few problems that apply Kepler’s Laws.

set M=Msun=2.0×1030M = M_{sun}= 2.0 \times 10^{30} kg. Plugging in our numbers, we get:

[75years×(3.154×107s/year)]2=4π2a3(6.67×1011m3kg1s2)(2.0×1030kg).[75\,\mathrm{years} \times (3.154 \times 10^{7}\,\mathrm{s/year})]^{2} = \frac{4\pi^{2}a^{3}}{(6.67\times10^{-11}\,\mathrm{m^{3}\,kg^{-1}\,s^{-2}})(2.0\times10^{30}\,\mathrm{kg})}.
5.6×1018s2=(2.97×1019s2m3)a35.6 \times 10^{18}\mathrm{s}^{2}= (2.97 \times 10^{-19}\mathrm{s}^{2}\mathrm{m}^{-3})a^{3}
a3=1.9×1040m3a^{3}= 1.9 \times 10^{40}\mathrm{m}^{3}
a=2.66×1012ma = 2.66 \times 10^{12}\mathrm{m}
a=18aua = 18 \mathrm{au}

Now this is a perfectly acceptable way to solve the problem, but it involves a lot of math and plugging big numbers into a calculator. It is easy to make a mistake with that. A better way to solve this problem is to use scaling relations.

From the third law, T2a3T^2\propto a^3, or T2/a3=T^2/a^3= constant. That means if we know TT and aa for one orbit, we can scale that solution to correspond to any other orbit around the same object. Consider two objects orbiting the Sun. The first object has a period T1T_1 and a semi-major axis a1a_1; the second object has a period T2T_2 and semi-major axis a2a_2. Since

T2a3,T^{2}\propto a^{3},
(T1T2)2=(a1a2)3\bigg(\frac{T_{1}}{T_{2}} \bigg)^{2}= \bigg(\frac{a_{1}}{a_{2}} \bigg)^{3}

This is a scaling relation. It is a much simpler (and faster) way to solve the same problem. As long as you have a reference system, you can scale that reference system to any other orbit that goes around the same body. A convenient reference system is the Earth. We know that it takes 1 year for the Earth to orbit the Sun and the Earth by definition is 1 au from the Sun. So our scaling relation becomes:

(T1year)2=(a1au)3\Bigg(\frac{T}{1 \mathrm{year}} \Bigg)^{2}= \bigg(\frac{a}{1 \mathrm{au}} \bigg)^{3}

With this scaling relation, let’s go back to our question about Halley’s comet. Halley’s comet has a period of 75 years.

(75years1year)2=(a1au)3(a1au)=752/3a=18au\begin{aligned} \Bigg(\frac{75 \mathrm{years}}{1 \mathrm{year}} \Bigg)^{2}&= \bigg(\frac{a}{1 \mathrm{au}} \bigg)^{3} \\ \bigg(\frac{a}{1 \mathrm{au}} \bigg) &= 75^{2/3} \\ a &= 18 \mathrm{au} \end{aligned}

Look at how much faster it was to solve the same problem using a scaling relation. You get the same answer, but the math is much simpler. You can also make quick comparisons between systems using scaling relations, which makes these approaches to solving problems very efficient.

11.5 Real World Application

Preventing an asteroid strike on Earth may seem like a plot out of a movie, but there is ongoing research into how to do this properly. Rather than trying to blow up the asteroid, scientists have come up with different technique: alter the orbit through a kinetic impact. The basis of this plan is to slam a spacecraft into an asteroid head on so that it loses angular momentum and subsequently moves into a slightly different orbit.

The Double Asteroid Redirection Test (DART) spacecraft was launched to test this exact scenario. DART targeted a tiny asteroid called Dimorphos, which is in orbit around a larger asteroid, Didymos. The goal of this mission was to use the kinetic impact of DART to change the orbital parameters of Dimorphos.

On 26 September 2022, DART made impact on Dimorphos and successfully caused the moonlet to spiral inward into a new (smaller) orbit. Subsequent observations confirmed a new orbital period that decreased by 32 minutes (from an original length of almost 12 hours). The mission was a big success and showed that such techniques could be used to protect the Earth in future.

For more information: The DART Mission Website has lots of information and there is also video of the impact. The Jet Propulsion Lab some information on the science and engineering behind the mission.

11.6 Summary

11.7 Practice Problems

See Appendix C for answers to the practice problems.