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In this chapter, we will apply energy conservation to solve problems in physics. Throughout this chapter, compare the method of energy conservation to using Newton’s laws.

9.1 Energy Conservation

In Chapter 8, we showed that conservative forces had the property of

ΔK+ΔU=0\Delta K + \Delta U = 0

where KK is the kinetic energy and UU is the potential energy. This result indicates that K+U=EK + U = E = constant.

K+U=E=constantK + U = E = \mathrm{constant}

where EE is the mechanical energy of the system. If EE is a constant, then your mechanical energy equals the total (kinetic plus potential) energy of your system.

Because energy is scalar instead of a vector quantity, it is sometimes easier to solve a question using energy conservation than using Newton’s Laws. The important points to consider are:

  1. What are your sources of kinetic energy (translation versus rotation)?

  2. What are your sources of potential energy?

  3. How can you write both forms of energy in terms of the parameters needed and in terms of time?

If you can answer those questions, you can solve physics problems using energy conservation.

If energy is conserved, you can compare the energy before and after the motion. The total energy initially must equal the total energy at the end. Any gain or loss in kinetic energy corresponds to a gain or loss in potential energy. This is similar to how we applied the conservation of momentum and angular momentum to problems.

Ei=EfE_{i}= E_{f}
Ki+Ui=Kf+UfK_{i}+ U_{i}= K_{f}+ U_{f}

For this method to be applicable, you need to have a clearly defined energy (potential and kinetic) for at least one point in the motion.

Alternatively, if energy is conserved, then EE is a constant and

dEdt=0\frac{\mathrm{d}E}{\mathrm{d}t} = 0

For this method to be applicable, you need to express the energy as a function of a time tt.

9.2 Energy Conservation in 3-D

Consider a particle moving in 3-D,

K=12m(vv)=Notethatvv=v2=12m(x˙2+y˙2+z˙2)\begin{aligned} K &= \frac{1}{2} m(\vec{v} \cdot \vec{v}) =\Rightarrow \mathrm{Note} \mathrm{that} \vec{v} \cdot \vec{v} = v^{2} \\ &= \frac{1}{2} m(\dot{x}^{2}+ \dot{y}^{2}+ \dot{z}^{2}) \end{aligned}

in the case of Cartesian coordinates and linear motion.

Now, the rate of change of the kinetic energy for this particle is given by dK/dt\mathrm{d}K/\mathrm{d}t. This does not need to be constant with time (although EE is assumed to be constant).

dKdt=12mddt(x˙2+y˙2+z˙2)dKdt=12m(2x˙x¨+2y˙y¨+2z˙z¨)dKdt=m(x˙x¨+y˙y¨+z˙z¨)=Notethebrackettermisr˙r¨dKdt=mr˙r¨dKdt=drdtF=RecallthatF=ma=mr¨dK=drF\begin{aligned} \frac{\mathrm{d}K}{\mathrm{d}t} &= \frac{1}{2} m \frac{\mathrm{d}}{\mathrm{d}t} (\dot{x}^{2}+ \dot{y}^{2}+ \dot{z}^{2}) \\ \frac{\mathrm{d}K}{\mathrm{d}t} &= \frac{1}{2} m(2\dot{x}\ddot{x} + 2\dot{y}\ddot{y} + 2\dot{z}\ddot{z}) \\ \frac{\mathrm{d}K}{\mathrm{d}t} &= m(\dot{x}\ddot{x} + \dot{y}\ddot{y} + \dot{z}\ddot{z}) =\Rightarrow \mathrm{Note} \mathrm{the} \mathrm{bracket} \mathrm{term} \mathrm{is} \dot{\vec{r}} \cdot \ddot{\vec{r}} \\ \frac{\mathrm{d}K}{\mathrm{d}t} &= m\dot{\vec{r}} \cdot \ddot{\vec{r}} \\ \frac{\mathrm{d}K}{\mathrm{d}t} &= \frac{\mathrm{d}\vec{r}}{\mathrm{d}t} \cdot \vec{F} =\Rightarrow \mathrm{Recall} \mathrm{that} \vec{F} = m\vec{a} = m\ddot{\vec{r}} \\ \mathrm{d}K &= \mathrm{d}\vec{r} \cdot \vec{F} \end{aligned}

Due to symmetry with the dot product, we can say that ab=ba\vec{a} \cdot \vec{b} = \vec{b} \cdot \vec{a}. So we end up with:

dK=Fdr\mathrm{d}K = \vec{F} \cdot \mathrm{d}\vec{r}
dK=dWnet\mathrm{d}K = \mathrm{d}W_{net}

which is just our work-kinetic energy theorem again.

What about the potential energy? Well, our potential energy must be dependent on position (a conservative force depends on position). Assume that UU(r)U \rightarrow U(\vec{r}).

dUdt=dU(r)dt\frac{\mathrm{d}U}{\mathrm{d}t} = \frac{\mathrm{d}U(\vec{r})}{\mathrm{d}t}
dUdt=Uxdxdt+Uydydt+Uzdzdt.\frac{\mathrm{d}U}{\mathrm{d}t} =\frac{\partial U}{\partial x}\frac{\mathrm{d}x}{\mathrm{d}t} +\frac{\partial U}{\partial y}\frac{\mathrm{d}y}{\mathrm{d}t} +\frac{\partial U}{\partial z}\frac{\mathrm{d}z}{\mathrm{d}t}.

Recall that

U=Uxı^+Uyȷ^+Uzk^.\vec{\nabla}U =\frac{\partial U}{\partial x}\hat{\imath} +\frac{\partial U}{\partial y}\hat{\jmath} +\frac{\partial U}{\partial z}\hat{k}.

Therefore, we can re-write the above as:

dUdt=Udrdt\frac{\mathrm{d}U}{\mathrm{d}t} = \vec{\nabla}U \cdot \frac{\mathrm{d}\vec{r}}{\mathrm{d}t}

So if we assume that we only have conservative forces, then E=K+UE = K + U then the time derivative of the energy is:

dEdt=dKdt+dUdt=Fdrdt+Udrdt=drdt(F+U)\begin{aligned} \frac{\mathrm{d}E}{\mathrm{d}t} &= \frac{\mathrm{d}K}{\mathrm{d}t} + \frac{\mathrm{d}U}{\mathrm{d}t} \\ &= \vec{F} \cdot \frac{\mathrm{d}\vec{r}}{\mathrm{d}t} + \vec{\nabla}U \cdot \frac{\mathrm{d}\vec{r}}{\mathrm{d}t} \\ &= \frac{\mathrm{d}\vec{r}}{\mathrm{d}t} \cdot (\vec{F} + \vec{\nabla}U) \end{aligned}

Since F=U\vec{F} = -\vec{\nabla}U for a conservative force, we get

dEdt=drdt(F+U)=drdt(FF)=0\frac{\mathrm{d}E}{\mathrm{d}t} = \frac{\mathrm{d}\vec{r}}{\mathrm{d}t} \cdot (\vec{F} + \vec{\nabla}U) = \frac{\mathrm{d}\vec{r}}{\mathrm{d}t} \cdot (\vec{F} - \vec{F}) = 0

for any velocity for the particle. So if you have a system that is fully described by conservative forces in any dimension, then that system will have its total energy conserved.

Keep in mind that not all forces that are functions of position are conservative forces. For a system to have a conservative force, ×F\vec{\nabla} \times \vec{F} = 0 (see Chapter 8) or the work done on the system within a closed loop must be zero.

9.3 Example Problems: Gravity and Rotation

There is a loss of potential energy, which means there will be a gain in kinetic energy, as expected.

Kinetic energy: Initially, everything is at rest, so KiK_{i} = 0. But after the mass mm moves, there are three sources of kinetic energy. There is the moving mass mm, the rotating pulley, and the rotating spherical shell.

K=Km+Kp+KsK=12mv2+12Ipωp2+12Isωs2\begin{aligned} K &= K_{m}+ K_{p}+ K_{s} \\ K &= \frac{1}{2} mv^{2}+ \frac{1}{2} I_{p}\omega _{p}^{2}+ \frac{1}{2} I_{s}\omega _{s}^{2} \end{aligned}

where v=y˙v = \dot{y} is the speed of the mass, IpI_{p} and ωp\omega _{p} are the moment of inertia and angular velocity of the pulley, and IsI_{s} and ωs\omega _{s} are the moment of inertia and angular velocity for the spherical shell.

The pulley is a disk, so Ip=12MpRp2I_{p}= \frac{1}{2} M_{p}R_{p}^{2}. The moment of inertia for a spherical shell is Is=23MsRs2I_{s}= \frac{2}{3} M_{s}R_{s}^{2} (see Appendix A.4). Since the rope is massless and cannot be stretched (it is inextensible), the velocity at any point of the rope must be constant. If we say that the mass moves at a velocity vv, then the velocity vector where the rope meets the pulley has a speed vv and the velocity vector where the rope meets the shell has a speed vv. So the pulley and shell have the same linear velocity vv at the radii where the rope contacts them. That means the linear velocity is vv at a radius of RsR_{s} for the shell and at a radius of RpR_{p} for the pulley.

Since we have only rolling motion, we can say:

ωp=vRpωs=vRs\begin{aligned} \omega _{p}&= \frac{v}{R_{p}} \\ \omega _{s}&= \frac{v}{R_{s}} \end{aligned}

Taking our equations for the angular speeds and the moments of inertia, we get:

K=12mv2+12Ipωp2+12Isωs2K=12mv2+12(12MpRp2)(vRp)2+12(23MsRs2)(vRs)2K=12mv2+14Mpv2+13Msv2\begin{aligned} K &= \frac{1}{2} mv^{2}+ \frac{1}{2} I_{p}\omega _{p}^{2}+ \frac{1}{2} I_{s}\omega _{s}^{2} \\ K &= \frac{1}{2} mv^{2}+ \frac{1}{2} \bigg(\frac{1}{2} M_{p}R_{p}^{2}\bigg)\Bigg(\frac{v}{R_{p}} \Bigg)^{2}+ \frac{1}{2} \bigg(\frac{2}{3} M_{s}R_{s}^{2}\bigg)\bigg(\frac{v}{R_{s}} \bigg)^{2} \\ K &= \frac{1}{2} mv^{2}+ \frac{1}{4} M_{p}v^{2}+ \frac{1}{3} M_{s}v^{2} \end{aligned}

So our change in kinetic energy is:

ΔK=KfKiΔK=12mv2+14Mpv2+13Msv2\begin{aligned} \Delta K &= K_{f}- K_{i} \\ \Delta K &= \frac{1}{2} mv^{2}+ \frac{1}{4} M_{p}v^{2}+ \frac{1}{3} M_{s}v^{2} \end{aligned}

First step is to consider all sources of kinetic energy and all sources of potential energy.

For potential energy, we have the two masses within a gravitational field. For small distances, we can assume that Fg=mgF_{g}= mg and that means that U=mgΔyU = mg\Delta y, where Δy\Delta y indicates the change in vertical. If we set yy = 0 to be at the midpoint of the pulley (see Figure 9.4), then the potential energy of the masses are U1=m1gy1U_{1}= -m_{1}gy_{1} and U2=m2gy2U_{2}= -m_{2}gy_{2}, where y1y_{1} and y2y_{2} are the positions of the masses relative to the pulley.

Figure shows the positions of the two masses relative to the center of the pulley.

Figure 9.4:Position of masses in the Atwood machine. The midpoint of the pulley sets the yy = 0 point, with the masses distances y1y_{1} and y2y_{2} being measured from the yy = 0.

Note that there is no potential energy from the pulley because the pulley does not move vertically. So there is no work done by gravity in moving the pulley (by its centre of mass).

So our potential energy of the system is given by:

U=m1gy1m2gy2U = -m_{1}gy_{1}- m_{2}gy_{2}

This is the potential energy for a given time, tt. We don’t know which mass will move up and which one will move down. All we know is that m1m_{1} and m2m_{2} are at specific positions y1y_{1} and y2y_{2} at tt.

For the kinetic energy, there are three sources of kinetic energy in this system. We have the translation motion of m1m_{1}, the translation motion of m2m_{2}, and the rotational motion of the pulley. For the translation motion, we have K1=12m1(y˙1)2K_{1}= \frac{1}{2} m_{1}(\dot{y}_{1})^{2} and K2=12m2(y˙2)2K_{2}= \frac{1}{2} m_{2}(\dot{y}_{2})^{2}. For the rotational motion, we have Kp=12Iω2K_{p}= \frac{1}{2} I\omega ^{2}.

K=K1+K2+KpK=12m1(y˙1)2+12m2(y˙2)2+12Iω2\begin{aligned} K &= K_{1}+ K_{2}+ K_{p} \\ K &= \frac{1}{2} m_{1}(\dot{y}_{1})^{2}+ \frac{1}{2} m_{2}(\dot{y}_{2})^{2}+ \frac{1}{2} I\omega ^{2} \end{aligned}

Similar to the previous problem, we need to connect the rotational motion to the translation motion. The pulley rotates at an angular speed of ω\omega. Since the rope is inextensible (does not stretch), we can assume that the two masses move at the same speed

(y˙1=y˙2=v)(|\dot{y}_{1}| = |\dot{y}_{2}| = v) and with the same linear speed as the contact point of the pulley, which is v=Rωv = R\omega (e.g., see Figure 9.5).

Figure shows a diagram of the pulley with its rotation speed at the edge labeled on both sides of contact with the string.

Figure 9.5:Rotation of the pulley assuming m1>m2m_{1}> m_{2}. The pulley rotates at the angular speed ω\omega. The velocity of that angular speed at the two points shown will be v=ωRv = \omega R where vv is the speed of the masses.

Re-writing our kinetic energy equation, we have:

K=12m1y˙12+12m2y˙22+12Iω2,y˙1=y˙2=ωR=12m1y˙12+12m2y˙12+12I(y˙1R)2=12m1y˙12+12m2y˙12+12(12MR2)(y˙1R)2=12m1y˙12+12m2y˙12+14My˙12.\begin{aligned} K &=\frac12m_1\dot{y}_1^2+\frac12m_2\dot{y}_2^2+\frac12I\omega^2, &&|\dot{y}_1|=|\dot{y}_2|=\omega R\\ &=\frac12m_1\dot{y}_1^2+\frac12m_2\dot{y}_1^2 +\frac12I\left(\frac{\dot{y}_1}{R}\right)^2\\ &=\frac12m_1\dot{y}_1^2+\frac12m_2\dot{y}_1^2 +\frac12\left(\frac12MR^2\right)\left(\frac{\dot{y}_1}{R}\right)^2\\ &=\frac12m_1\dot{y}_1^2+\frac12m_2\dot{y}_1^2+\frac14M\dot{y}_1^2. \end{aligned}

Similar to the potential energy, this kinetic energy is for time tt when the masses are moving at a speed of vv. If the system starts at rest, we would need to calculate the change in position of y1y_{1} and y2y_{2} to get the change in kinetic energy. But we were not told of an initial configuration. Instead, we have determined UU and KK at time tt. So we will use Equation 9.3:

dEdt=0\frac{\mathrm{d}E}{\mathrm{d}t} = 0

Our total energy is E=U+KE = U + K which is a constant. So at time tt, the sum of the potential energy and kinetic energy is:

E=U+KE=m1gy1m2gy2+12m1(y˙1)2+12m2(y˙1)2+14M(y˙1)2\begin{aligned} E &= U + K \\ E &= -m_{1}gy_{1}- m_{2}gy_{2}+ \frac{1}{2} m_{1}(\dot{y}_{1})^{2}+ \frac{1}{2} m_{2}(\dot{y}_{1})^{2}+ \frac{1}{4} M(\dot{y}_{1})^{2} \end{aligned}

Since the total energy is constant for a system with only conservative forces, the time derivative of the total energy is zero (Equation 9.3):

9.4 Application to Simple Harmonic Motion

In general, you can use Newton’s laws or energy conservation to solve simple harmonic motion problems. But there are many cases where energy conservation can save you a lot of extra work. Consider using Newton’s laws to calculate the following problem instead.

Figure shows the setup of the problem with the pulley and a spring supporting a hanging mass.

Figure 9.6:A “simple” harmonic oscillator formed by a pulley and spring. The pulley is a disk of radius RR and mass MM that is held up by an inextensible cord that is attached to the ceiling on one end and attached to a spring of spring constant kk on the other end. A small mass mm hangs from the centre of the disk.

Solution

Find the equilibrium position. When you are in equilibrium, there is no movement, so there is no rotation and no velocity. That means that all forces are zero. But before we can answer this question, how do the pulley, mass, and spring move relative to each other?

We can solve for this equilibrium point by setting the net force and net torque on the pulley equal to zero (that will be the equilibrium point). Figure 9.7 shows the free-body diagram for the pulley.

Figure shows a free body diagram for the pulley alone with all forces labelled.

Figure 9.7:Free-body diagram of the pulley. There is a tension T1T_{1} from the rope on the left, and a tension T2T_{2} from the small mass mm acting at the centre of mass. The pulley has its own gravity MgMg. And there is the spring force FsF_{s} acting on the right side of the pulley.

Since we’re in equilibrium, the net torque must be zero. Therefore, T1=FsT_{1}= F_{s}, otherwise the pulley would rotate. For a spring, Fs=kx=T1F_{s}= -kx = T_{1}. The other unknown force is T2T_{2}, but that is simply the tension caused by the hanging mass mm and therefore T2=mgT_{2}= mg.

So for our sum of all forces, we have:

F=T1+FsMgmg\sum F = T_{1}+ F_{s}- Mg - mg
0=2kxg(M+m)=forequilibrium,F=00 = -2kx - g(M + m) =\Rightarrow \mathrm{for} \mathrm{equilibrium}, \sum F = 0
x0=g(M+m)2kx_{0}= - \frac{g(M + m)}{2k}

What is the period of small oscillations? We want the differential equation of motion. If you can get the equation in the form of x¨+Cx\ddot{x} + Cx = 0, then you can read off ω02\omega _{0}^{2} and can get the period.

You can solve this problem using forces and torques, but we will use the conservation of energy here.

The potential energy is given by the gravitational potential energy of the two masses and the potential energy of the spring. Thus, our potential energy is:

U=Mgxmgx+12kΔx2U = -Mgx - mgx + \frac{1}{2} k\Delta x^{2}

where we have specified that the potential energy is zero for the masses at xx = 0. A convenient reference point (e.g., setting xx = 0 for the gravitational energy) is at x0x_{0}, since this is a known reference point. Note that the spring potential is not zero at x=x0x = x_{0}. So we need to consider Δx\Delta x for the spring.

The kinetic energy of the system is given by the motion of translation energy of the mass, the translation energy of the pulley, and the rotation of the pulley.

K=12Iω2+12Mv2+12mv2K = \frac{1}{2} I\omega ^{2}+ \frac{1}{2} Mv^{2}+ \frac{1}{2} mv^{2}

Before we combine the energies for this question, let’s first ask how this system will move. The spring will stretch and compress, and this will lower and raise mm and the pulley, and the pulley will also rotate. At first glance, you may be tempted to assume that if the mass moves down a distance xx, then the pulley should move down a distance xx and the spring should be stretched a distance xx. But for this system, the spring will stretch twice as much as mm and MM move down because some of the kinetic energy that goes into the pulley and mass is used to rotate the pulley rather than translate the pulley. This is the same principle behind rolling without slipping (see Chapter 7).

Let’s look at the motion of the pulley. Figure 9.8 shows the translational and rotational motion of the pulley. First, consider the motion of the mass and pulley. The mass is connected to the pulley at its centre-of-mass by an inextensible rope. Whatever distance one moves, the other will move the same amount, and this motion will equal the motion of the centre-of-mass of the pulley, vcmv_{cm}. Since the pulley is also rotating without slipping, we can connect the centre of mass motion directly to the rotation

(vcm=ωR).(v_{cm}= \omega R).
Figure shows the pulley alone with all velocities labelled to demonstrate rolling without slipping in the problem.

Figure 9.8:Translation and rotational motion of the pulley from Figure 9.6. The entire disk moves down with v=vcmv = v_{cm}. But when the pulley moves, it will also rotate without slipping with ω=vcm/R\omega = v_{cm}/R. So at point PP on the fixed side, the velocity is instantaneously zero.

Second, let’s consider how the spring stretches relative to the pulley’s motion. As the pulley moves down with the stretch of the spring, the pulley will rotate clockwise (see Figure 9.8). Point PP is the contact point for the rotation and the net velocity there will be zero. Note that the contact point will be on the side of pulley that is fixed to the ceiling. That’s because the other side with the spring is able to change in height, not the fixed side. On the side with the spring, however, the velocities from the translation and rotation add together such that pulley moves away from the spring at twice the speed of the centre of mass.

So this means that if the mass and pulley move xx in time tt, the spring stretches (or compresses) by a displacement of 2x2x in the same time. We must take into account this difference in the spring’s displacement relative to the vertical displacement of the mass and pulley in our energy conservation.

The total energy is

E=K+UE=12Iω2+12Mv2+12mv2Mgxmgx+12k(2xx0)2\begin{aligned} E &= K + U \\ E &= \frac{1}{2} I\omega ^{2}+ \frac{1}{2} Mv^{2}+ \frac{1}{2} mv^{2}- Mgx - mgx + \frac{1}{2} k(2x - x_{0})^{2} \end{aligned}

where the change in potential energy depends on a displacement of 2xx02x-x_{0}, because we set our reference position to x0x_{0} and the spring stretches and compresses at twice the rate that the pulley and mass move.

9.5 Summary

9.6 Practice Problems

See Appendix C for answers to the practice problems.